A Closer Look at Crypto: The Crucial Role of FINRA’s CAI Team

A Closer Look at Crypto: The Crucial Role of ...

Up next

How FINRA Turns Member Feedback Into Action

As a self-regulatory organization, FINRA doesn't operate in a vacuum. Our effectiveness depends on understanding what is happening in the industry, hearing directly from our members, and translating that feedback into meaningful action. This engagement is a two-way street, and me ...  Show more

Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis

On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executive leadership, and the strategic priorities shaping FINRA's d ...  Show more

Recommended Episodes

What’s next for crypto regulations?
Exchanges

The recent rapid collapse of cryptocurrency exchange FTX on the heels of the crash of Terra’s Luna stablecoin and the failure of the Celsius crypto lending platform has sent shockwaves through the crypto ecosystem. In the latest episode of Exchanges at Goldman Sachs, Former Chair ...  Show more

S1E13 - Lourdes C. Miranda | FinTech Advisory Group
From Niche to Necessity: Tax & Accounting for Web3 and Digital Assets

In this captivating episode, we dive deep into the intricate world of crypto compliance and investigations. Our special guest, Lourdes C. Miranda, CAMS, CCFI, CEIC, CFE, CRC, CTCE, FIS, PI, Chief Compliance Officer, and Chief Consultant at Fintech Advisory Group, shares her exten ...  Show more

Crypto’s next chapter: impact and outlook
Fresh Invest

We discuss the ways investors like you can add crypto to your portfolio and actually use it. We also get into what the regulatory market looks like and how the Fed plans to tax all your hard-bought coins. 

Bitcoin & The Future of Regulation (w/ Caitlin Long & Raoul Pal)
Real Vision: Finance & Investing

Crypto Wednesday: Recorded on November 30, 2020. Caitlin Long, CEO & Founder of Avanti Financial Group, joins Real Vision CEO Raoul Pal to discuss Bitcoin, Wyoming at the forefront of regulations, and the problems of custody for crypto assets. Long explains the benefits Bitcoin h ...  Show more