How FINRA Turns Member Feedback Into Action

On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executive leadership, and the strategic priorities shaping FINRA's d ...  Show more

Examinations are a cornerstone of FINRA's regulatory oversight, but how we conduct them is evolving. As part of FINRA Forward, we're making our approach more risk-informed, more efficient, and more transparent. On this episode, J. Koutros, Senior Vice President of Member Supervis ...  Show more

Sunayna Tuteja, the Fed's first Chief Innovation Officer, joins the show in her first interview to discuss how the central bank is approaching the development of a digital currency, and how it plans to regulate cryptocurrency. Plus, the first Bitcoin-related ETF started trading i ...  Show more

US Securities & Exchange Commissioner Hester Peirce talks developing a regulatory framework and legislation for crypto markets as drama unfolds between the agency and cryptocurrency exchange Binance. She speaks with Bloomberg's Kailey Leinz and Sonali Basak. See omnystudio.com/li ...  Show more

We discuss the ways investors like you can add crypto to your portfolio and actually use it. We also get into what the regulatory market looks like and how the Fed plans to tax all your hard-bought coins. 

In this report from On The Road, host Laurence Colletti talks to Patrick Murck about the effects of blockchain and regulatory technology (RegTech) on the long standing framework for financial regulation. They also discuss the tension of regulation between industries and start-ups ...  Show more